-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKlHoexVmFJYzFaH73qZzUMmFG3LBFG3sbbEU6aZoTLOSb8pWfu4JSMZLjQUe0Ky z9+Pd9jqEi2SrsRCqRrzEA== 0000947871-00-000807.txt : 20001222 0000947871-00-000807.hdr.sgml : 20001222 ACCESSION NUMBER: 0000947871-00-000807 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20001221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GSI LUMONICS INC CENTRAL INDEX KEY: 0001076930 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 381859358 STATE OF INCORPORATION: A3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60011 FILM NUMBER: 792883 BUSINESS ADDRESS: STREET 1: 105 SCHNEIDER RD KANATA STREET 2: ONTARIO CANADA CITY: K2K 1Y3 MAIL ADDRESS: STREET 1: 105 SCHNEIDER RD KANATA STREET 2: ONTARIO CANADA CITY: K2K 1Y3 FORMER COMPANY: FORMER CONFORMED NAME: GSI LUMONICS DATE OF NAME CHANGE: 19990331 FORMER COMPANY: FORMER CONFORMED NAME: LUMONICS INC DATE OF NAME CHANGE: 19990115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHI CANADA INC CENTRAL INDEX KEY: 0001130142 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 199 BAY STREET STREET 2: P O BOX 25 CITY: TORONTO ONTARIO CAN BUSINESS PHONE: 4168632718 MAIL ADDRESS: STREET 1: 199 BAY STREET STREET 2: P O BOX 25 M51 1A9 CITY: TORONTO ONTARIO CAN SC 13G 1 0001.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GSI LUMONICS INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 36229U102 (CUSIP Number) March 22, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 36229U102 13G Page 2 of 8 - ------------------------------------------------------------------------------- 1 Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only) SUMITOMO HEAVY INDUSTRIES, LTD. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| Not applicable (b)|_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Japan - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------------- 6 SHARED VOTING POWER 4,078,238 - ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,078,238 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,078,238 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.19% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 36229U102 13G Page 3 of 8 - -------------------------------------------------------------------------------- 1 Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only) SHI CANADA INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| Not applicable (b)|_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Canada - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY 4,078,238 OWNED BY EACH REPORTING PERSON WITH - -------------------------------------------------------------------------------- 6 SHARED VOTING POWER - -------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 4,078,238 - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,078,238 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.19% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 36229U102 13G Page 4 of 8 Item 1(a) Name of Issuer: GSI Lumonics Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 105 Schneider Road, Kanata, Ontario, K2K 1Y3, Canada Item 2(a) Name of Person Filing: This statement is being jointly filed by the following (collectively, the "Reporting Persons"): (i) Sumitomo Heavy Industries, Ltd. ("Sumitomo"); and (ii) SHI Canada Inc. ("SHI"), a wholly-owned subsidiary of Sumitomo. Item 2(b) Address of Principal Business Office: The principal business office address of Sumitomo is 9-11, Kitashinagawa 5-Chome, Shinagawa, Tokyo, 141 Japan. The principal business office address of SHI is P.O. Box 25, 199 Bay Street, Commerce Court West, Toronto, Ontario, Canada, M5L 1A9. Item 2(c) Citizenship: Sumitomo is a corporation incorporated under the laws of Japan. SHI is a corporation incorporated under the laws of Canada. Item 2(d) Title of Class of Securities: Common Stock, no par value Item 2(e) CUSIP Number: 36229U102 Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) |_| Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) |_| An Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); CUSIP No. 36229U102 13G Page 5 of 8 (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person, in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance withss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. The filing of this statement on Schedule 13G and the filing of any amendments thereto shall not be construed as an admission that Sumitomo is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this statement or any amendments thereto. Based on the most recent information available, the aggregate number and percentage of the Shares of GSI (the securities identified pursuant to Item 1 of this Schedule 13G) that are beneficially owned by each of the Reporting Persons is set forth in boxes 9 and 11 of the second part of the cover page to this Schedule 13G for each of the Reporting Persons, and such information is incorporated herein by reference. The numbers of Shares of GSI as to which each of the Reporting Persons has sole voting power, shared voting power, sole dispositive power and shared dispositive power are set forth in boxes 5, 6, 7 and 8, respectively, on the second part of the cover page to this Schedule 13G, and such information is incorporated herein by reference. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group Not applicable CUSIP No. 36229U102 13G Page 6 of 8 Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. Not applicable CUSIP No. 36229U102 13G Page 7 of 8 SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, such person certifies that the information set forth in this Statement with respect to such person is true, complete and correct. IN WITNESS WHEREOF, the undersigned has executed this instrument as of the 19th day of December, 2000. Sumitomo Heavy Industries, Ltd. By: /s/ Yukio Kinshita --------------------------- Name: Yukio Kinoshita Title: Senior Vice President SHI Canada Inc. By: /s/ Yukio Kinshita --------------------------- Name: Yukio Kinoshita Title: President and Chief Executive Officer CUSIP No. 36229U102 13G Page 8 of 8 EXHIBIT INDEX Exhibit No. Description - ------- ----------- 1. Joint filing agreement dated December 19, 2000 between Sumitomo Heavy Industries, Ltd. and SHI Canada Inc. EX-1 2 0002.txt JOINT FILING AGREEMENT JOINT FILING AGREEMENT Sumitomo Heavy Industries, Ltd., a corporation incorporated under the laws of Japan, and SHI Canada Inc., a corporation incorporated under the laws of Canada, each hereby agrees, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13G filed herewith, and any amendments thereto, relating to the shares of the common stock of GSI Lumonics Inc., a New Brunswick, Canada, corporation, is, and will be, filed jointly on behalf of each such person. Dated: December 19, 2000 SUMITOMO HEAVY INDUSTRIES, LTD. By: /s/ Yukio Kinoshita --------------------------- Name: Yukio Kinoshita Title: Senior Vice President SHI Canada INC. By: /s/ Yukio Kinoshita ----------------------------- Name:Yukio Kinoshita Title: President and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----